Compliance and Administrative Procedures

Honorato | Delaveau has extensive experience advising entities linked to the world of economics, finance and asset management on issues related to compliance, internal control, money laundering prevention and criminal liability of legal entities.

The team at Honorato | Delaveau advises clients using on policy design, manual preparation and the development of procedures for complying with laws and regulations oriented towards mitigating risks in areas such as conflict of interest, use of insider information, asset valorization or pricing policies, related anti-money laundering and offenses involving corporate criminal liability, among others. Our team also provides advising on auditing and oversight processes for entities that are supervised by the main economic regulators.

Honorato | Delaveau also represents entities in administrative-disciplinary proceedings. Our defense strategies are based on a technical perspective, extensive knowledge of the mechanics of supervised activities and the operations criteria of the respective regulatory agency.